Welcome to our newly updated Bank Compliance Checkup Website. If you have not registered to the Website: For a Free 30 Day Preview click here to request your Username and Password. Access to this website is restricted to Community Bankers.
Checklist Program
Train, Test, & Monitor
Reg-Zone
Click a link above to get started. (Note: Not available for preview)
This site is designed to provide you with resources for your monitoring program. For ease of use, topics are broken down by into categories – Deposit, Lending and Administration.
To complete a Monitoring Checklist – Click here to download the Compliance Checkup program.
For follow up Training and Testing after completing a Monitoring Checklist go to Train & Test and follow the instructions.
To review the latest Agency Guidance, Proposals, and other Regulatory Information go to Resources and click Regulatory Agenda and Agency Resources.
To check a regulation’s requirement go to Resources and click Reg-Zone.
A Calendar to stay up to date on Final Rules and important compliance dates, including suggested dates for routine Monitoring.
We have gathered the regulations and compiled them into a very easy to use format that allows you to find what you are looking for very quickly. Look under RESOURCES for the Reg-Zone, Regulatory Agenda & Agency Resources, Calendar, FAQs, Banking News, and much more. For those that are PREVIEWING, look for an example of our Training, Testing, and Monitoring under the Preview button.
We have combined www.BankComplianceCheckup.com with the Compliance Monitoring program, Compliance Check Up. Subscribe to the Compliance Check Up program and receive full access to www.BankComplianceCheckup.com for the duration of your subscription. We will also be providing updates to the Compliance Check Up program through the www.BankComplianceCheckup.com website.
If you have purchased the Compliance Check Up program and require login credentials, please click here to send me an email and I will get your login credentials to you. (Retrieve My Login Credentials.)
Please take the time to look around, enjoy yourself and if you have any questions or suggestions, remember that we are here to provide you with the tools and resources you need to keep you on top of your game, drop us an email at by clicking here. Thank you for visiting our site.
Regulation D IORR and IOER final rule. Regulatory Agenda and Agency Resources updated for FinCEN Advisory and OCC Bulletin on supervisory policy and processes for CRA performance evaluations
Updated for Regulation CC effective July 1, 2018. The Regulatory Agenda and Agency Resources was also updated.
The latest version of Compliance Checkup is now ready for download.
Updates include:
A.) Lending RESPA Section:
1.) The following Checklist has been added:
1024.32 - General Disclosure Requirements
2.) The following Checklists have been updated:
1024 - General
1024.35 - Error Resolution Procedures
1024.36 - Requests for Information
1024.37 - Force Place Insurance
1024.38 - Policies and Procedures
1024.39 - Early Intervention
1024.41 - Loss Mitigation
B.) Lending Regulation B Section:
1.) The following Checklists have been updated:
1002.5 - Regulation B: Applications and Prohibited Bases
1002.12 - Record Keeping
1002.13 - Monitoring Information
C.) Lending Regulation Z Section:
1026.41 - Periodic Statements for Mortgage Loans
2.) The following Checklist has been updated:
1026.19(e) - Mortgage Loans Secured by Real Property Early Disclosures
1026.36 - Prohibited Acts or Practices
Executive Team Bruce Marvin has over 30 years experience in the technology field.
Lora Marvin has over 25 years experience developing products for the regulatory based industries. Her background includes a BA in Communications from Kent State University. She has 25 years experience reading and translating requirements of federal compliance regulations - into usable policies and procedures for employees. She also has 30 years of experience working with clients.
Chaotic Solutions, LLC is well-versed in taking client needs and creating an application, that will make the client's life simpler. These skills allow us to create solutions for clients that take the chaos out of everyday work. Examples of our work include
•Document management such as forms, policies, and procedures •Training (e-learning) - Example Demo •Electronic books •Help Systems •Print Documentation
You can visit our corporate site by clicking on this link - Chaotic Solutions.
Please contact us via email.